Series XVMediumRegulations for Research Analysts

Which of the following is required to register with SEBI as a Research Analyst?

AOnly mutual fund distributors
BAny person who casually discusses stocks with friends
CA person or entity engaged in preparing and publishing research reports or making buy/sell/hold recommendations on securities for the publiccheck_circle
DOnly stock exchange officials

Correct answer

C. A person or entity engaged in preparing and publishing research reports or making buy/sell/hold recommendations on securities for the public

lightbulbDetailed Solution

Under the SEBI (Research Analysts) Regulations, 2014, any individual or entity that prepares or publishes research reports, provides research analysis, or makes buy/sell/hold recommendations on securities to the public must register as a Research Analyst and hold the NISM Series XV certification.

Reference: SEBI (Research Analysts) Regulations, 2014.

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