NISM Series II-A Registrars and Transfer Agents (Corporate): pattern, syllabus and full mock tests
NISM Series II-A is the SEBI-mandated certification for associated persons of Registrars to an Issue and Share Transfer Agents (RTAs) who service listed companies.
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Access exam-specific mock tests directly from your Android device.Trusted by learners and rated 4.6★ on Google Play.NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents (Corporate) Certification Examination is conducted by the National Institute of Securities Markets (NISM), the institute set up by SEBI. NISM Series II-A is the SEBI-mandated certification for associated persons of Registrars to an Issue and Share Transfer Agents (RTAs) who service listed companies.
Eligibility Criteria
schoolEducation
NISM publishes no minimum educational qualification for this exam.
cakeAge Limit
No prescribed minimum age.
flagNationality
No nationality condition is published.
Exam Pattern
NISM Series II-A is a single computer-based exam of 100 questions for 100 marks, in 2 hours. The passing score is 50% (50 marks), with no negative marking. The certificate is valid for 3 years. Chapter weightages are from NISM's workbook, version March 2026.
NISM Series II-A Certification Exam
Computer-based120 min| Section | Questions | Marks |
|---|---|---|
| Introduction to Securities | 3 | 3 |
| Characteristics of Equity Shares | 6 | 6 |
| Characteristics of Debt Securities | 6 | 6 |
| Characteristics of Other Securities | 3 | 3 |
| Basics of Mutual Funds | 3 | 3 |
| SEBI: Role and Regulations | 14 | 14 |
| Public Offer of Securities | 5 | 5 |
| Modes of Allotment of Shares other than Public Offers | 2 | 2 |
| Processes related to Public Offering of Shares | 8 | 8 |
| Roles and Responsibilities in a Public Issue | 6 | 6 |
| Depository Services | 6 | 6 |
| Processes related to Depositories | 16 | 16 |
| Investor Interface with the R&T Agent | 10 | 10 |
| Secondary Market Transactions | 5 | 5 |
| Client Servicing | 7 | 7 |
Key Topics & Syllabus
1. Introduction to Securities (3 marks)
- check_circleIntroduction to equity and debt
- check_circleFeatures of equity capital and benefits to equity investors
- check_circleFeatures of debt capital and benefits to debt investors
2. Characteristics of Equity Shares (6 marks)
- check_circleInvestors in equity shares, rights of a shareholder and risks in equity investing
- check_circleEquity terminology
- check_circleCorporate actions and reduction of share capital
3. Characteristics of Debt Securities (6 marks)
- check_circleFeatures of a debt security and its market value
- check_circleYield from debt instruments
- check_circleTypes of debt securities and classification of the debt market
4. Characteristics of Other Securities (3 marks)
- check_circleWarrants and convertible debentures
- check_circleDepository receipts and Foreign Currency Convertible Bonds (FCCBs)
- check_circleExchange traded funds, index funds and investment trusts
5. Basics of Mutual Funds (3 marks)
- check_circleIntroduction to mutual funds and their advantages
- check_circleOpen-ended and close-ended mutual funds
- check_circleAssets under management (AUM) and net assets
6. SEBI: Role and Regulations (14 marks)
- check_circleSEBI Act, 1992 and the role of SEBI
- check_circleSEBI (Prohibition of Insider Trading) Regulations, 2015
- check_circleSEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
7. Public Offer of Securities (5 marks)
- check_circleIssuing equity capital and public offer of shares
- check_circleReservations in a public offer
- check_circleInitial public offer and eligibility for an IPO
8. Modes of Allotment of Shares other than Public Offers (2 marks)
- check_circlePrivate placement of shares
- check_circleQualified Institutions Placement (QIP)
- check_circleRights issue
9. Processes related to Public Offering of Shares (8 marks)
- check_circlePre-issue and post-issue work
- check_circleTerms and concepts in a public issue of shares
- check_circleProspectus and red herring prospectus
10. Roles and Responsibilities in a Public Issue (6 marks)
- check_circleRole and responsibilities of the Registrar and Transfer Agent in a public issue
- check_circleSponsor bank
- check_circleBankers to the issue
11. Depository Services (6 marks)
- check_circleDematerialisation and its benefits
- check_circleConstituents of the depository system
- check_circleInvestor's interface with the depository
12. Processes related to Depositories (16 marks)
- check_circleDematerialisation of securities
- check_circleRematerialisation of securities
- check_circleTrading and settlement
13. Investor Interface with the R&T Agent (10 marks)
- check_circleTransfer of securities and stop transfers
- check_circleRecording change in investor information (address, PAN, KYC, bank details)
- check_circleIssue of duplicate certificates for securities
14. Secondary Market Transactions (5 marks)
- check_circleStock markets and participants in the stock markets
- check_circleListing of securities
- check_circleSEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
15. Client Servicing (7 marks)
- check_circleInvestor in the context of an RTA organisation
- check_circleFirst Time Right (FTR)
- check_circlePrinciples of client servicing
Inside NISM Series II-A Premium
Full-length mock tests
Timed 120-minute papers in the NISM II-A pattern, scored against the 50% pass mark.
Chapter-wise question bank
Practise each of the 15 workbook chapters as a separate drill.
AI study plan
Tells you which chapter to drill next, based on where you're losing marks.
Every answer explained
A worked explanation on every question, so a wrong answer becomes a fixed gap.
How to Prepare
Register on the NISM certification portal
Create an account on NISM's certification portal and complete your profile.
Select the exam and pay the fee
Choose NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents (Corporate) Certification Examination and pay ₹1,500 plus payment gateway charges online.
Book your test slot
Schedule the exam on any available date.
Study the official workbook
NISM's workbook (version March 2026) is the syllabus, and its weightage table sets the paper.
Take and pass the exam
100 questions in 2 hours. Score at least 50%.
Important Dates (Tentative)
| Event | Expected Date |
|---|---|
| Certificate validity | 3 years from passing |
* Dates are indicative based on historical patterns. Check the official website for confirmed dates.
Prepare for NISM Series II-A the smarter way
Free mock tests, chapter-wise practice questions and a personalized study plan, built around the latest NISM Series II-A pattern.
NISM Series II-A guides
- SyllabusFull NISM Series II-A (Registrars and Transfer Agents (Corporate)) syllabus: all 15 chapters with exam weightage, plus free practice on the current workbook.
- Exam PatternNISM Series II-A exam pattern: 100 marks in 2 hours, no negative marking, pass at 50 out of 100 (50%). Verify with NISM.
- EligibilityWho must hold NISM Series II-A (Registrars and Transfer Agents (Corporate)), who can take it, and what SEBI actually requires. There is no minimum qualification, so here is the real answer.
- Registration & DatesHow to register for NISM Series II-A: there are no fixed exam dates, so you book your own slot. Fee ₹1,500, 3-year validity, re-attempt rules.
- Study MaterialNISM Series II-A study material reviewed honestly: the official workbook, what it does and doesn't cover, and what to add. Free practice included.
- PreparationA realistic NISM Series II-A study plan: how long it takes and chapter order by weightage. No pass rate has been published yet for this certification.
- FAQsCommon NISM Series II-A questions answered: fee ₹1,500, 3-year validity, no negative marking, re-attempts and CPE renewal.
NISM Series II-A FAQ
Is NISM 2A the same as NISM Series II-A?
Yes. NISM 2A and NISM Series II-A are the same Registrars and Transfer Agents (Corporate) certification exam.
Who needs NISM Series II-A?
NISM Series II-A is the SEBI-mandated certification for associated persons of Registrars to an Issue and Share Transfer Agents (RTAs) who service listed companies.
What is the passing mark?
50%, that is 50 marks out of 100.
Is there negative marking?
No. A wrong answer costs nothing, so attempt every question.
What is the exam fee?
₹1,500 plus payment gateway charges, paid directly to NISM.
How long is the certificate valid?
3 years.
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